VALIC Financial Advisors, Inc. (VFA) Fee Schedule
| Financial Transaction | Fee Structure |
|---|---|
Mutual Funds |
|
| Load funds | No fee over sales charge |
| No-load funds | $45 charge per trade (Charge is in addition to the principal purchase amount) |
| Money Market funds (non-Core Money Market) |
$30 charge per trade (Charge is in addition to the principal purchase amount) |
| Redemptions | No fee |
| Exchanges (same fund family) | No fee |
| PIPs/SWPs | No fee for load funds, $10 fee for no-load funds |
Equities |
|
| Buying unlisted and non-NASDAQ stocks worth less than $5 is prohibited. | $45 flat commission for buys, $20 sells |
Fixed Income |
|
| Corporate, Municipal, Zero, Government and Mortgage-Backed Bonds | - Bonds are offered at a markdown or fee. No buys allowed - CDs are offered at a markup at par. Buys allowed for duration less than one year. Purchases allowable only in nonqualified accounts. |
Miscellaneous |
|
| Annual Custodial Fee — IRA, SEP IRA | $35 |
| Annual Custodial Fee — mutual-fund-only IRA | $10 |
| Termination Fee — All IRAs | $125 |