SAAMCo Compliance Procedures

To obtain a copy of a policy or procedure listed below, please email MutualFundComplianceProcedures@CorebridgeFinancial.com with the procedure number(s) and name(s).

102- Circular Ownership or Cross Ownership Prohibition Policy

103- Fidelity Bond Procedures

105- Global Custody (Rule 17f-5)

106- Joint Account Procedures

108- Policies and Procedures - Advisory Agreements

109- Policies and Procedures Relating to Compliance with Section 12(d)(2) of the Investment Company Act of 1940

111- Procedures for Transactions Pursuant to Section 12(d) and Section 17(a) Under the Investment Company Act of 1940

113- Rule 10f-3 Procedures (Participation in an Underwriting)

114- Rule 17a-7 (Cross Transactions and Affiliated Transactions) Procedures

115- Rule 17e-1 (Use of Affiliated Brokers)

118- Rule 35d-1 Policy

119- Section 12(d)(3) Procedures

120- Supervisory Procedures

122- Restricted List

124- Fund of Funds Policy (12d1-4)

125- 18f-4 Program Policy

Borrowings And Lending Procedures