VALIC Compliance Procedures

 

300- Interfund Borrowing and Lending Procedures

 

301- Securities Lending Procedures-VALIC Company I&II

 

400- Code of Ethics

 

518- Form ADV and Form PF Filing Requirements

 

521- Policy and Procedure Relating to Compliance with Exemptive Order Conditions

 

602- Repurchase Agreement Transactions

 

605- Index Funds

 

608- Procedures Relating to Joint Committed Line of Credit-VALIC

 

612- Liquidity Risk Management Policy

 

702- Market Timing Trading Policies and Procedures-VALIC

VALIC Company I - Prospectus and SAI Dates

 

101- Affiliate Transaction Procedures {17a-10 of the '40 Act}

 

102- Circular Ownership or Cross Ownership Prohibition Policy

 

103- Fidelity Bond Procedures

 

105- Global Custody (Rule 17f-5)

 

106- Joint Account Procedures

 

108- Policies and Procedures - Advisory Agreements

 

109- Policies and Procedures Relating to Compliance with Section 12(d)(2) of the Investment Company Act of 1940

 

111- Procedures for Transactions Pursuant to Section 12(d) and Section 17(a) Under the Investment Company Act of 1940

 

113- Rule 10f-3 Procedures (Participation in an Underwriting)

 

114- Rule 17a-7 (Cross Transactions and Affiliated Transactions) Procedures

 

115- Rule 17e-1 (Use of Affiliated Brokers)

 

118- Rule 35d-1 Policy

 

119- Section 12(d)(3) Procedures

 

120- Supervisory Procedures

 

122- Restricted List

 

124- Fund of Funds Policy (12d1-4)

 

125- 18f-4 Program Policy

 

1603- Government Entity List - VALIC Funds

1109- Policies on Disclosure of Portfolio Holdings

 

1200- Proxy Voting Guidelines