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VALIC Compliance Alerts

To obtain a copy of a policy or procedure listed below, please email valicfundscompliance@corebridgefinancial.com with the compliance alert number(s) and name(s).  

Bulletin Number Release Date Subject
2025.0512/15/2025Updated Contact Information for Compliance Related Inquiries Effective January 1, 2026
2025.033/3/2025Annual 38a-1 Request
2025.011/14/2025VALIC Compliance Manual
2024.1410/18/2024Blocking Notice Blocking Notice - National Settlement Depository (“NSD”), Moscow Exchange (“MOEX”) and the National Clearing Center (“NCC”)
2024.1310/17/2024AIG email addresses will be discontinued on December 31, 2024
2024.17/15/2024AIG email addresses will be discontinued on December 31, 2024
2024.096/24/2024Third Party Code of Conduct
2024.085/2/2024T + 1 Settlement VALIC
2024.063/25/2024Annual 38a-1 Request
2024.052/5/2024Notice Regarding Digital Asset Related Investments
2024.041/26/2024Lunar New Year 2024
2024.031/22/2024VALIC Compliance Manual
2024.011/9/2024Information Regarding Security Valuations
2023.0910/11/2023Trading with Virtu Financial and Affiliates
2023.087/31/2023State Street Deadlines Under T+1 Settlement
2023.077/13/2023Third Party Code of Conduct
2023.054/4/2023Annual 38a-1 Request
2023.042/21/2023Information Regarding Security Valuations
2023.032/2/2023VALIC LIBOR Transition
2022.0912/27/2022Compliance Manual (VALIC)
2022.057/15/2022Third Party Code of Conduct Policy
2022.043/25/2022Annual 38a-1 Request
2022.022/2/2022Rule 12d1-4
2022.011/12/2022Proxy Voting Program Design
2021.0511/4/2021Notice Regarding Digital Asset Related Investments
2021.037/28/2021Rule 18f-4 - Use of Derivatives by Registered Investment Companies
2021.023/26/2021Annual 38a-1 Request
2021.013/25/2021Recognition of PIPEs (Private Investments in a Public Entity) offered through special purpose acquisition companies (SPACs)
2020.112/29/2020UPDATE on Executive Order 13959 Targeting Communist Chinese Military Companies ("CCMCs")
2020.0911/13/2020Executive Order Targeting Securities of Various Chinese Companies
2020.0810/15/2020Communication to Subadvisers Regarding LIBOR Transition
2020.079/11/2020Notice to Managers and Sub-Advisers of SunAmerica or VALIC Separately Managed Account (or a sleeve of a Fund) Regarding Documentation with FCMs
2020.065/21/2020Third Party Code of Conduct Policy
2020.054/30/2020Reminder to Subadvisers on Multi-Managed Funds
2020.043/30/2020Annual 38a-1 Request
2020.033/27/2020Trading Agreement Termination Event and Representations/Covenant Triggers and Other Fall-Out from Recent Market Volatility
2020.023/9/2020COVID -19 ("Corona Virus")
2020.011/6/2020Proxy Process Review for 2019 SEC Guidance