1.2
VALIC FINANCIAL ADVISORS, INC.
2020
04
2021-01-06T07:56:03Z
2020
10
100.00
99.04
0.00
0.26
0.71
Citadel Securities LLC
CDRG
51.98
52.85
0.00
2.94
81.82
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
31.59
32.45
0.00
0.00
9.09
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
6.17
6.22
0.00
2.94
9.09
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
JANE STREET CAPITAL, LLC
JNST
5.85
6.02
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
1.95
1.94
0.00
2.94
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
1.13
0.00
0.00
52.94
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
0.82
0.00
0.00
38.24
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
0.50
0.52
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
98.74
0.00
0.56
0.70
Citadel Securities LLC
CDRG
49.79
50.85
0.00
0.00
60.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
33.07
33.87
0.00
2.08
20.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
6.49
6.64
0.00
0.00
6.67
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
JANE STREET CAPITAL, LLC
JNST
6.17
6.36
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
1.75
1.80
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
1.52
0.00
0.00
68.75
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
0.55
0.47
0.00
0.00
13.33
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX US Equities Exchange
EDGX
0.46
0.00
0.00
20.83
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
0.18
0.00
0.00
8.33
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
0.00
0.00
0.00
0.00
0.00
2020
11
100.00
98.78
0.10
0.31
0.81
Citadel Securities LLC
CDRG
53.04
53.30
66.67
7.69
55.56
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
30.75
31.08
0.00
7.69
16.67
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
JANE STREET CAPITAL, LLC
JNST
6.89
7.01
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
6.48
6.44
0.00
0.00
16.67
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
1.67
1.70
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
0.51
0.46
0.00
0.00
5.56
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
0.46
0.00
33.33
61.54
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
0.10
0.00
0.00
15.38
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Instinet BlockCross
BLKX
0.05
0.00
0.00
0.00
5.56
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX US Equities Exchange
EDGX
0.05
0.00
0.00
7.69
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
99.11
0.12
0.41
0.36
Citadel Securities LLC
CDRG
53.08
53.68
0.00
8.00
36.36
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
31.13
31.42
33.33
0.00
36.36
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
5.96
6.06
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
JANE STREET CAPITAL, LLC
JNST
5.84
5.93
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
2.42
2.37
0.00
4.00
9.09
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
0.60
0.00
66.67
52.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
0.52
0.53
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
0.20
0.00
0.00
20.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX US Equities Exchange
EDGX
0.16
0.00
0.00
16.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Instinet BlockCross
BLKX
0.08
0.00
0.00
0.00
18.18
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
0.00
0.00
0.00
0.00
0.00
2020
12
100.00
99.08
0.04
0.38
0.50
Citadel Securities LLC
CDRG
51.87
52.55
100.00
7.69
57.14
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
29.50
29.96
0.00
2.56
28.57
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
JANE STREET CAPITAL, LLC
JNST
7.29
7.46
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
7.25
7.42
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
2.06
2.11
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
1.24
0.00
0.00
76.92
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
0.49
0.51
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX US Equities Exchange
EDGX
0.12
0.00
0.00
7.69
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Instinet BlockCross
BLKX
0.08
0.00
0.00
0.00
14.29
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
0.08
0.00
0.00
5.13
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
98.31
0.28
0.99
0.43
Citadel Securities LLC
CDRG
50.95
51.96
28.57
8.62
58.33
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
31.35
31.92
42.86
6.90
25.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
JANE STREET CAPITAL, LLC
JNST
7.08
7.22
14.29
1.72
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
6.46
6.62
14.29
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
1.87
1.88
0.00
1.72
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
1.32
0.00
0.00
58.62
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
0.47
0.40
0.00
1.72
8.33
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX US Equities Exchange
EDGX
0.23
0.00
0.00
10.34
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
0.23
0.00
0.00
10.34
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Instinet BlockCross
BLKX
0.04
0.00
0.00
0.00
8.33
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
0.00
0.00
0.00
0.00
0.00